2. (02.03 LC) What is the role of the Securities and Exchange Commission? (10 points)
A: It adjusts the interest rates for loans.
B: It ensures all financial institutions follow banking laws. .
C: It protects up to $250,000 of customer deposits.
D: It regulates the business practices of stockbrokers.​

Answers

Answer 1

Answer:

D: It regulates the business practices of stockbrokers.​

Explanation:

The securities and exchange commission( SEC) is an independent state regulatory authority mandated to protect investors and promote fair and orderly practices in the securities market.  The Sec has published rules and regulation that has created investor confidence in the markets. The SEC rules apply to all firms and individuals in the securities markets, including brokerage firms, securities exchanges, dealers, investment banks, and investment funds.

Among other things, SEC regulations demand disclosure and sharing of financial and market-related information, fair trading, and guards against fraud.

Answer 2

Answer:

D: It regulates the business practices of stockbrokers.​

Explanation:

the Securities and Exchange Commission is tasked with protecting investors.


Related Questions

Which shape has exactly two lines of symmetry? A) square B) isosceles right triangle C) trapezoid D) rectangle

Answers

Answer:

D) rectangle

Explanation:

A shape with two symmetrical parts is one that has two sides that equals or have a similar appearance.  Symmetrical shapes have at least two identical sides and can be divided into equal parts.

A rectangle has two equal sides. The lengths are equal, and so are the widths.

1. If I keep increasing one part of a process and keep everything else the same, what will eventually happen to my productivity?

Answers

Answer:

Decrease

Explanation:

The scenario describes in question is the theory of diminishing marginal returns. According to this theory,  increasing one variable while holding the others constant increases productivity until a firm reaches the optimal level. Beyond the optimal level, the continuous addition of the input will result in declining productivity.

Productivity will turn negative if more of the unit is deployed. For example, hiring more workers increases productivity until a firm achieves the optimal level. After the optimal level, hiring an extra worker will decrease productivity per worker as the additional worker will not result in increased output.

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